UN
Overview
international organization
International organization founded (1945) at the end of World War II
to maintain international peace and security, develop friendly relations
among nations on equal terms, and encourage international cooperation in
solving intractable human problems.
A number of its agencies have been awarded the Nobel Prize for Peace,
and the UN was the corecipient, with Kofi Annan, of the prize in 2001.
The term originally referred to the countries that opposed the Axis
powers. An international organization was discussed at the Yalta
Conference in February 1945, and the UN charter was drawn up two months
later at the UN Conference on International Organization. The UN has six
principal organs: the Economic and Social Council, the United Nations
General Assembly, the International Court of Justice, the Secretariat,
the United Nations Security Council, and the United Nations Trusteeship
Council. It also has several specialized agencies—some inherited from
its predecessor, the League of Nations (e.g., the International Labour
Organization)—and a number of special offices (e.g., the Office of the
United Nations High Commissioner for Refugees), programs, and funds
(e.g., UNICEF). The UN is involved in economic, cultural, and
humanitarian activities and the coordination or regulation of
international postal services, civil aviation, meteorological research,
telecommunications, international shipping, and intellectual property.
Its peacekeeping troops have been deployed in several areas of the
world, sometimes for lengthy periods. The UN’s world headquarters are in
New York City. In 2005 the UN had 192 member countries. The principal
administrative officer of the UN is the secretary-general, who is
elected to a five-year renewable term by the General Assembly on the
recommendation of the Security Council. The secretaries-general of the
UN have been Trygve Lie (1946–53), Dag Hammarskjöld (1953–61), U Thant
(1961–71), Kurt Waldheim (1972–81), Javier Pérez de Cuéllar (1982–91),
Boutros Boutros-Ghali (1992–96), Kofi Annan (1997–2006), and Ban Ki-moon
(2007– ).
Main
international organization
international organization established on October 24, 1945. The
United Nations was the second multipurpose international organization
established in the 20th century that was worldwide in scope and
membership. Its predecessor, the League of Nations, was created by the
Treaty of Versailles in 1919 and disbanded in 1946. Headquartered in New
York City, the UN also has offices in Geneva, Vienna, and other cities.
Its official languages are Arabic, Chinese, English, French, Russian,
and Spanish. For a list of UN member countries and secretaries-general,
see below.
According to its Charter, the UN aims:
to save succeeding generations from the scourge of war,…to reaffirm
faith in fundamental human rights,…to establish conditions under which
justice and respect for the obligations arising from treaties and other
sources of international law can be maintained, and to promote social
progress and better standards of life in larger freedom.
In addition to maintaining peace and security, other important
objectives include developing friendly relations among countries based
on respect for the principles of equal rights and self-determination of
peoples; achieving worldwide cooperation to solve international
economic, social, cultural, and humanitarian problems; respecting and
promoting human rights; and serving as a centre where countries can
coordinate their actions and activities toward these various ends.
The UN formed a continuum with the League of Nations in general
purpose, structure, and functions; many of the UN’s principal organs and
related agencies were adopted from similar structures established
earlier in the century. In some respects, however, the UN constituted a
very different organization, especially with regard to its objective of
maintaining international peace and security and its commitment to
economic and social development.
Changes in the nature of international relations resulted in
modifications in the responsibilities of the UN and its decision-making
apparatus. Cold War tensions between the United States and the Soviet
Union deeply affected the UN’s security functions during its first 45
years. Extensive post-World War II decolonization in Africa, Asia, and
the Middle East increased the volume and nature of political, economic,
and social issues that confronted the organization. The Cold War’s end
in 1991 brought renewed attention and appeals to the UN. Amid an
increasingly volatile geopolitical climate, there were new challenges to
established practices and functions, especially in the areas of conflict
resolution and humanitarian assistance. At the beginning of the 21st
century, the UN and its programs and affiliated agencies struggled to
address humanitarian crises and civil wars, unprecedented refugee flows,
the devastation caused by the spread of AIDS, global financial
disruptions, international terrorism, and the disparities in wealth
between the world’s richest and poorest peoples.
History and development
Despite the problems encountered by the League of Nations in
arbitrating conflict and ensuring international peace and security prior
to World War II, the major Allied powers agreed during the war to
establish a new global organization to help manage international
affairs. This agreement was first articulated when U.S. President
Franklin D. Roosevelt and British Prime Minister Winston Churchill
signed the Atlantic Charter in August 1941. The name United Nations was
originally used to denote the countries allied against Germany, Italy,
and Japan. On January 1, 1942, 26 countries signed the Declaration by
United Nations, which set forth the war aims of the Allied powers.
The United States, the United Kingdom, and the Soviet Union took the
lead in designing the new organization and determining its
decision-making structure and functions. Initially, the “Big Three”
states and their respective leaders (Roosevelt, Churchill, and Soviet
premier Joseph Stalin) were hindered by disagreements on issues that
foreshadowed the Cold War. The Soviet Union demanded individual
membership and voting rights for its constituent republics, and Britain
wanted assurances that its colonies would not be placed under UN
control. There also was disagreement over the voting system to be
adopted in the Security Council, an issue that became famous as the
“veto problem.”
The first major step toward the formation of the United Nations was
taken August 21–October 7, 1944, at the Dumbarton Oaks Conference, a
meeting of the diplomatic experts of the Big Three powers plus China (a
group often designated the “Big Four”) held at Dumbarton Oaks, an estate
in Washington, D.C. Although the four countries agreed on the general
purpose, structure, and function of a new world organization, the
conference ended amid continuing disagreement over membership and
voting. At the Yalta Conference, a meeting of the Big Three in a Crimean
resort city in February 1945, Roosevelt, Churchill, and Stalin laid the
basis for charter provisions delimiting the authority of the Security
Council. Moreover, they reached a tentative accord on the number of
Soviet republics to be granted independent memberships in the UN.
Finally, the three leaders agreed that the new organization would
include a trusteeship system to succeed the League of Nations mandate
system.
The Dumbarton Oaks proposals, with modifications from the Yalta
Conference, formed the basis of negotiations at the United Nations
Conference on International Organization (UNCIO), which convened in San
Francisco on April 25, 1945, and produced the final Charter of the
United Nations. The San Francisco conference was attended by
representatives of 50 countries from all geographic areas of the world:
9 from Europe, 21 from the Americas, 7 from the Middle East, 2 from East
Asia, and 3 from Africa, as well as 1 each from the Ukrainian Soviet
Socialist Republic and the Belorussian Soviet Socialist Republic (in
addition to the Soviet Union itself) and 5 from British Commonwealth
countries. Poland, which was not present at the conference, was
permitted to become an original member of the UN. Security Council veto
power (among the permanent members) was affirmed, though any member of
the General Assembly was able to raise issues for discussion. Other
political issues resolved by compromise were the role of the
organization in the promotion of economic and social welfare; the status
of colonial areas and the distribution of trusteeships; the status of
regional and defense arrangements; and Great Power dominance versus the
equality of states. The UN Charter was unanimously adopted and signed on
June 26 and promulgated on October 24, 1945.
Organization and administration
Principles and membership
The purposes, principles, and organization of the United Nations are
outlined in the Charter. The essential principles underlying the
purposes and functions of the organization are listed in Article 2 and
include the following: the UN is based on the sovereign equality of its
members; disputes are to be settled by peaceful means; members are to
refrain from the threat or use of force in contravention of the purposes
of the UN; each member must assist the organization in any enforcement
actions it takes under the Charter; and states that are not members of
the organization are required to act in accordance with these principles
insofar as it is necessary to maintain international peace and security.
Article 2 also stipulates a basic long-standing norm that the
organization shall not intervene in matters considered within the
domestic jurisdiction of any state. Although this was a major limitation
on UN action, over time the line between international and domestic
jurisdiction has become blurred.
New members are admitted to the UN on the recommendation of the
Security Council and by a two-thirds vote of the General Assembly.
Often, however, the admittance of new members has engendered
controversy. Given Cold War divisions between East and West, the
requirement that the Security Council’s five permanent members
(sometimes known collectively as the P-5)—China, France, the Soviet
Union (whose seat and membership were assumed by Russia in 1991), the
United Kingdom, and the United States—concur on the admission of new
members at times posed serious obstacles. By 1950 only 9 of 31
applicants had been admitted to the organization. In 1955 the 10th
Assembly proposed a package deal that, after modification by the
Security Council, resulted in the admission of 16 new states (4 eastern
European communist states and 12 noncommunist countries). The most
contentious application for membership was that of the communist
People’s Republic of China, which was placed before the General Assembly
and blocked by the United States at every session from 1950 to 1971.
Finally, in 1971, in an effort to improve its relationship with mainland
China, the United States refrained from blocking the Assembly’s vote to
admit the People’s Republic and to expel the Republic of China (Taiwan);
there were 76 votes in favour of expulsion, 35 votes opposed, and 17
abstentions. As a result, the Republic of China’s membership and
permanent Security Council seat were given to the People’s Republic.
Controversy also arose over the issue of “divided” states, including
the Federal Republic of Germany (West Germany) and the German Democratic
Republic (East Germany), North and South Korea, and North and South
Vietnam. The two German states were admitted as members in 1973; these
two seats were reduced to one after the country’s reunification in
October 1990. Vietnam was admitted in 1977, after the defeat of South
Vietnam and the reunification of the country in 1975. The two Koreas
were admitted separately in 1991.
Following worldwide decolonization from 1955 to 1960, 40 new members
were admitted, and by the end of the 1970s there were about 150 members
of the UN. Another significant increase occurred after 1989–90, when
many former Soviet republics gained their independence. By the early
21st century the UN comprised nearly 190 member states.
Principal organs
The United Nations has six principal organs: the General Assembly,
the Security Council, the Economic and Social Council, the Trusteeship
Council, the International Court of Justice, and the Secretariat.
General Assembly
The only body in which all UN members are represented, the
General Assembly exercises deliberative, supervisory, financial, and
elective functions relating to any matter within the scope of the UN
Charter. Its primary role, however, is to discuss issues and make
recommendations, though it has no power to enforce its resolutions or to
compel state action. Other functions include admitting new members;
selecting members of the Economic and Social Council, the nonpermanent
members of the Security Council, and the Trusteeship Council;
supervising the activities of the other UN organs, from which the
Assembly receives reports; and participating in the election of judges
to the International Court of Justice and the selection of the
secretary-general. Decisions usually are reached by a simple majority
vote. On important questions, however—such as the admission of new
members, budgetary matters, and peace and security issues—a two-thirds
majority is required.
The Assembly convenes annually and in special sessions, electing a
new president each year from among five regional groups of states. At
the beginning of each regular session, the Assembly also holds a general
debate, in which all members may participate and raise any issue of
international concern. Most work, however, is delegated to six main
committees: (1) Disarmament and International Security, (2) Economic and
Financial, (3) Social, Humanitarian, and Cultural, (4) Special Political
and Decolonization, (5) Administrative and Budgetary, and (6) Legal.
The General Assembly has debated issues that other organs of the UN
have either overlooked or avoided, including decolonization, the
independence of Namibia, apartheid in South Africa, terrorism, and the
AIDS epidemic. The number of resolutions passed by the Assembly each
year has climbed to more than 350, and many resolutions are adopted
without opposition. Nevertheless, there have been sharp disagreements
among members on several issues, such as those relating to the Cold War,
the Arab-Israeli conflict, and human rights. The General Assembly has
drawn public attention to major issues, thereby forcing member
governments to develop positions on them, and it has helped to organize
ad hoc bodies and conferences to deal with important global problems.
The large size of the Assembly and the diversity of the issues it
discusses contributed to the emergence of regionally based voting blocs
in the 1960s. During the Cold War the Soviet Union and the countries of
eastern Europe formed one of the most cohesive blocs, and another bloc
comprised the United States and its Western allies. The admission of new
countries of the Southern Hemisphere in the 1960s and ’70s and the
dissipation of Cold War tensions after 1989 contributed to the formation
of blocs based on “North-South” economic issues—i.e., issues of
disagreement between the more prosperous, industrialized countries of
the Northern Hemisphere and the poorer, less industrialized developing
countries of the Southern Hemisphere. Other issues have been
incorporated into the North-South divide, including Northern economic
and political domination, economic development, the proliferation of
nuclear weapons, and support for Israel.
Security Council
The UN Charter assigns to the Security Council primary
responsibility for the maintenance of international peace and security.
The Security Council originally consisted of 11 members—five permanent
and six nonpermanent—elected by the General Assembly for two-year terms.
From the beginning, nonpermanent members of the Security Council were
elected to give representation to certain regions or groups of states.
As membership increased, however, this practice ran into difficulty. An
amendment to the UN Charter in 1965 increased the council’s membership
to 15, including the original five permanent members plus 10
nonpermanent members. Among the permanent members, the People’s Republic
of China replaced the Republic of China (Taiwan) in 1971, and the
Russian Federation succeeded the Soviet Union in 1991. After the
unification of Germany, debate over the council’s composition again
arose, and Germany, India, and Japan each applied for permanent council
seats.
The nonpermanent members are chosen to achieve equitable regional
representation, five members coming from Africa or Asia, one from
eastern Europe, two from Latin America, and two from western Europe or
other areas. Five of the 10 nonpermanent members are elected each year
by the General Assembly for two-year terms, and five retire each year.
The presidency is held by each member in rotation for a period of one
month.
Each Security Council member is entitled to one vote. On all
“procedural” matters—the definition of which is sometimes in
dispute—decisions by the council are made by an affirmative vote of any
nine of its members. Substantive matters, such as the investigation of a
dispute or the application of sanctions, also require nine affirmative
votes, including those of the five permanent members holding veto power.
In practice, however, a permanent member may abstain without impairing
the validity of the decision. A vote on whether a matter is procedural
or substantive is itself a substantive question. Because the Security
Council is required to function continuously, each member is represented
at all times at the UN’s headquarters in New York City.
Any country—even if it is not a member of the UN—may bring a dispute
to which it is a party to the attention of the Security Council. When
there is a complaint, the council first explores the possibility of a
peaceful resolution. International peacekeeping forces may be authorized
to keep warring parties apart pending further negotiations. If the
council finds that there is a real threat to the peace, a breach of the
peace, or an act of aggression (as defined by Article 39 of the UN
Charter), it may call upon UN members to apply diplomatic or economic
sanctions. If these methods prove inadequate, the UN Charter allows the
Security Council to take military action against the offending country.
During the Cold War, continual disagreement between the United States
and the Soviet Union coupled with the veto power of the Security
Council’s permanent members made the Security Council an ineffective
institution. Since the late 1980s, however, the council’s power and
prestige have grown. Between 1987 and 2000 it authorized more
peacekeeping operations than at any previous time. The use of the veto
has declined dramatically, though disagreements among permanent members
of the Security Council—most notably in 2003 over the use of military
force against Iraq—have occasionally undermined the council’s
effectiveness. To achieve consensus, comparatively informal meetings are
held in private among the council’s permanent members, a practice that
has been criticized by nonpermanent members of the Security Council.
In addition to several standing and ad hoc committees, the work of
the council is facilitated by the Military Staff Committee, sanctions
committees for each of the countries under sanctions, peacekeeping
forces committees, and an International Tribunals Committee.
Economic and Social Council
Designed to be the UN’s main venue for the discussion of
international economic and social issues, the Economic and Social
Council (ECOSOC) directs and coordinates the economic, social,
humanitarian, and cultural activities of the UN and its specialized
agencies. Established by the UN Charter, ECOSOC is empowered to
recommend international action on economic and social issues; promote
universal respect for human rights; and work for global cooperation on
health, education, and cultural and related areas. ECOSOC conducts
studies; formulates resolutions, recommendations, and conventions for
consideration by the General Assembly; and coordinates the activities of
various UN programs and specialized agencies. Most of ECOSOC’s work is
performed in functional commissions on topics such as human rights,
narcotics, population, social development, statistics, the status of
women, and science and technology; the council also oversees regional
commissions for Europe, Asia and the Pacific, Western Asia, Latin
America, and Africa.
The UN Charter authorizes ECOSOC to grant consultative status to
nongovernmental organizations (NGOs). Three categories of consultative
status are recognized: General Category NGOs (formerly category I)
include organizations with multiple goals and activities; Special
Category NGOs (formerly category II) specialize in certain areas of
ECOSOC activities; and Roster NGOs have only an occasional interest in
the UN’s activities. Consultative status enables NGOs to attend ECOSOC
meetings, issue reports, and occasionally testify at meetings. Since the
mid-1990s, measures have been adopted to increase the scope of NGO
participation in ECOSOC, in the ad hoc global conferences, and in other
UN activities. By the early 21st century, ECOSOC had granted
consultative status to more than 2,500 NGOs.
Originally, ECOSOC consisted of representatives from 18 countries,
but the Charter was amended in 1965 and in 1974 to increase the number
of members to 54. Members are elected for three-year terms by the
General Assembly. Four of the five permanent members of the Security
Council—the United States, United Kingdom, Soviet Union (Russia), and
France—have been reelected continually because they provide funding for
most of ECOSOC’s budget, which is the largest of any UN subsidiary body.
Decisions are taken by simple majority vote.
Trusteeship Council
The Trusteeship Council was designed to supervise the government of
trust territories and to lead them to self-government or independence.
The trusteeship system, like the mandate system under the League of
Nations, was established on the premise that colonial territories taken
from countries defeated in war should not be annexed by the victorious
powers but should be administered by a trust country under international
supervision until their future status was determined. Unlike the mandate
system, the trusteeship system invited petitions from trust territories
on their independence and required periodic international missions to
the territories. In 1945 only 12 League of Nations mandates remained:
Nauru, New Guinea, Ruanda-Urundi, Togoland and Cameroon (French
administered), Togoland and Cameroon (British administered), the Pacific
Islands (Carolines, Marshalls, and Marianas), Western Samoa, South West
Africa, Tanganyika, and Palestine. All these mandates became trust
territories except South West Africa (now Namibia), which South Africa
refused to enter into the trusteeship system.
The Trusteeship Council, which met once each year, consisted of
states administering trust territories, permanent members of the
Security Council that did not administer trust territories, and other UN
members elected by the General Assembly. Each member had one vote, and
decisions were taken by a simple majority of those present. With the
independence of Palau, the last remaining trust territory, in 1994, the
council terminated its operations. No longer required to meet annually,
the council may meet on the decision of its president or on a request by
a majority of its members, by the General Assembly, or by the Security
Council. Since 1994 new roles for the council have been proposed,
including administering the global commons (e.g., the seabed and outer
space) and serving as a forum for minority and indigenous peoples.
International Court of Justice
The International Court of Justice, commonly known as the World
Court, is the principal judicial organ of the United Nations, though the
court’s origins predate the League of Nations. The idea for the creation
of an international court to arbitrate international disputes arose
during an international conference held at The Hague in 1899. This
institution was subsumed under the League of Nations in 1919 as the
Permanent Court of International Justice (PCIJ) and adopted its present
name with the founding of the UN in 1945.
The court’s decisions are binding, and its broad jurisdiction
encompasses “all cases which the parties refer to it and all matters
specially provided for in the Charter of the United Nations or in
treaties and conventions in force.” Most importantly, states may not be
parties to a dispute without their consent, though they may accept the
compulsory jurisdiction of the court in specified categories of
disputes. The court may give advisory opinions at the request of the
General Assembly or the Security Council or at the request of other
organs and specialized agencies authorized by the General Assembly.
Although the court has successfully arbitrated some cases (e.g., the
border dispute between Honduras and El Salvador in 1992), governments
have been reluctant to submit sensitive issues, thereby limiting the
court’s ability to resolve threats to international peace and security.
At times countries also have refused to acknowledge the jurisdiction or
the findings of the court. For example, when Nicaragua sued the United
States in the court in 1984 for mining its harbours, the court found in
favour of Nicaragua, but the United States refused to accept the court’s
decision.
The 15 judges of the court are elected by the General Assembly and
the Security Council voting independently. No two judges may be
nationals of the same state, and the judges are to represent a cross
section of the major legal systems of the world. Judges serve nine-year
terms and are eligible for reelection. The seat of the World Court is
The Hague.
Secretariat
The secretary-general, the principal administrative officer of
the United Nations, is elected for a five-year renewable term by a
two-thirds vote of the General Assembly and by the recommendation of the
Security Council and the approval of its permanent members.
Secretaries-general usually have come from small, neutral countries. The
secretary-general serves as the chief administrative officer at all
meetings and carries out any functions that those organs entrust to the
Secretariat; he also oversees the preparation of the UN’s budget. The
secretary-general has important political functions, being charged with
bringing before the organization any matter that threatens international
peace and security. Both the chief spokesperson for the UN and the UN’s
most visible and authoritative figure in world affairs, the
secretary-general often serves as a high-level negotiator. Attesting to
the importance of the post, two secretaries-general have been awarded
the Nobel Prize for Peace: Dag Hammarskjöld in 1961 and Kofi Annan,
corecipient with the UN, in 2001.
The Secretariat influences the work of the United Nations to a much
greater degree than indicated in the UN Charter. It is responsible for
preparing numerous reports, studies, and investigations, in addition to
the major tasks of translating, interpreting, providing services for
large numbers of meetings, and other work. Under the Charter the staff
is to be recruited mainly on the basis of merit, though there has been a
conscious effort to recruit individuals from different geographic
regions. Some members of the Secretariat are engaged on permanent
contracts, but others serve on temporary assignment from their national
governments. In both cases they must take an oath of loyalty to the
United Nations and are not permitted to receive instructions from member
governments. The influence of the Secretariat can be attributed to the
fact that the some 9,000 people on its staff are permanent experts and
international civil servants rather than political appointees of member
states.
The Secretariat is based in New York, Geneva, Vienna, Nairobi
(Kenya), and other locales. It has been criticized frequently for poor
administrative practices—though it has made persistent efforts to
increase the efficiency of its operations—as well as for a lack of
neutrality.
Subsidiary organs
The United Nations network also includes subsidiary organs created
by the General Assembly and autonomous specialized agencies. The
subsidiary organs report to the General Assembly or ECOSOC or both. Some
of these organs are funded directly by the UN; others are financed by
the voluntary contributions of governments or private citizens. In
addition, ECOSOC has consultative relationships with NGOs operating in
economic, social, cultural, educational, health, and related fields.
NGOs have played an increasingly important role in the work of the UN’s
specialized agencies, especially in the areas of health, peacekeeping,
refugee issues, and human rights.
Specialized agencies
The specialized agencies report annually to ECOSOC and often
cooperate with each other and with various UN organs. However, they also
have their own principles, goals, and rules, which at times may conflict
with those of other UN organs and agencies. The specialized agencies are
autonomous insofar as they control their own budgets and have their own
boards of directors, who appoint agency heads independently of the
General Assembly or secretary-general. Major specialized agencies and
related organs of the UN include the International Labour Organisation (ILO),
the Food and Agriculture Organization of the United Nations (FAO), the
United Nations Educational, Scientific and Cultural Organization
(UNESCO), and the World Health Organization (WHO). Two of the most
powerful specialized agencies, which also are the most independent with
respect to UN decision making, are the World Bank and the International
Monetary Fund (IMF). The United Nations, along with its specialized
agencies, is often referred to collectively as the United Nations
system.
Cecelia M. Lynch
Karen Mingst
Ed.
Global conferences
Global conferences have a long history in multilateral diplomacy,
extending back to the period after World War I, when conferences on
disarmament and economic affairs were convened by the League of Nations.
With the UN’s establishment after World War II, the number and frequency
of global conferences increased dramatically. The trickle of narrowly
focused, functional meetings from the early 1950s became a torrent in
the 1990s with a series of widely publicized gatherings attended by
high-level representatives and several thousands of other participants.
Virtually all matters of international concern have been debated by
UN global conferences, including the proliferation of nuclear weapons,
small-arms trafficking, racism, overpopulation, hunger, crime, access to
safe drinking water, the environment, the role of women, and human
rights. The format and frequency of the conferences have varied
considerably over time. The increasing number of meetings has led to
complaints of “conference fatigue” by some countries.
Global conferences have served a number of significant functions.
Considered “town meetings of the world,” they provide an arena for
discussion and for the exchange of information. The conferences take
stock of existing knowledge and help to expand it through the policy
analyses that they trigger. They also serve as incubators of ideas,
raise elite consciousness, and may also identify emerging issues. For
example, the dramatic acceleration in the growth of the world’s
population in the second half of the 20th century was a challenge first
identified by conferences organized by the UN in the 1950s and ’60s.
Global conferences have nurtured public support for solutions to global
issues. Thus, NGOs have played a key role in many of the UN global
conferences. At some conferences, the NGOs have organized parallel
conferences to discuss the major issues; at others, they have
participated alongside government representatives, serving on national
delegations and presenting position papers.
Global conferences have faced a number of criticisms. Some observers
claim that they are inefficient and too large and unwieldy to set
international agendas. Others argue that they have been captured by
different constituencies, of the North or the South, depending on the
issue. Still others contend that such conferences have become too
politicized, with the result that unrelated issues are sometimes linked
to serve political purposes. For example, the global conferences on
racism in 1978 and 2001, according to these critics, were unduly
politicized by declarations asserting a link between racism and Zionism.
Jacques Fomerand
Karen Mingst
Administration
Finances
The secretary-general must submit a biennial budget to the General
Assembly for its approval. The Charter stipulates that the expenses of
the organization shall be borne by members as apportioned by the General
Assembly. The Committee on Contributions prepares a scale of assessments
for all members, based on the general economic level and capacity of
each state, which is also submitted to the General Assembly for
approval. The United States is the largest contributor, though the
proportion of its contributions has declined continually, from some
two-fifths at the UN’s founding to one-fourth in 1975 and to about
one-fifth in 2000. Other members make larger per capita contributions.
The per capita contribution of San Marino, for example, is roughly four
times that of the United States.
The U.S. contribution became a controversial issue during the 1990s,
when the country refused to pay its obligations in full and objected to
the level of funding it was required to provide. In 1999 the U.S.
Congress passed a UN reform bill, and after intense negotiations UN
members agreed to reduce the U.S. share of the budget and to increase
contributions from other states to make up the shortfall.
When the cost of the special programs, specialized agencies, and
peacekeeping operations is added to the regular budget, the total annual
cost of the United Nations system increases substantially. (Special
programs are financed by voluntary contributions from UN members, and
specialized agencies and peacekeeping operations have their own
budgets.) Partly because of a rapid increase in the number of appeals to
the UN for peacekeeping and other assistance after the end of the Cold
War and partly because of the failure of some member states to make
timely payments to the organization, the UN has suffered continual and
severe financial crises.
Privileges and immunities
A general Convention on the Privileges and Immunities of the United
Nations, approved by the General Assembly in February 1946 and accepted
by most of the members, asserts that the UN possesses juridical
personality. The convention also provides for such matters as immunity
from legal process of the property and officials of the UN. An agreement
between the UN and the United States, signed in June 1947, defines the
privileges and immunities of the UN headquarters in New York City.
Headquarters
The General Assembly decided during the second part of its first
session in London to locate its permanent headquarters in New York. John
D. Rockefeller, Jr., donated land for a building site in Manhattan.
Temporary headquarters were established at Lake Success on Long Island,
New York. The permanent Secretariat building was completed and occupied
in 1951–52. The building providing accommodations for the General
Assembly and the councils was completed and occupied in 1952.
The UN flag, adopted in 1947, consists of the official emblem of the
organization (a circular world map, as seen from the North Pole,
surrounded by a wreath of olive branches) in white centred on a light
blue background. The Assembly designated October 24 as United Nations
Day.
Cecelia M. Lynch
Karen Mingst
Ed.
Functions
Maintenance of international peace and security
The main function of the United Nations is to preserve international
Lpeace and security. Chapter 6 of the Charter provides for the pacific
settlement of disputes, through the intervention of the Security
Council, by means such as negotiation, mediation, arbitration, and
judicial decisions. The Security Council may investigate any dispute or
situation to determine whether it is likely to endanger international
peace and security. At any stage of the dispute, the council may
recommend appropriate procedures or methods of adjustment, and, if the
parties fail to settle the dispute by peaceful means, the council may
recommend terms of settlement.
The goal of collective security, whereby aggression against one
member is met with resistance by all, underlies chapter 7 of the
Charter, which grants the Security Council the power to order coercive
measures—ranging from diplomatic, economic, and military sanctions to
the use of armed force—in cases where attempts at a peaceful settlement
have failed. Such measures were seldom applied during the Cold War,
however, because tensions between the United States and the Soviet Union
prevented the Security Council from agreeing on the instigators of
aggression. Instead, actions to maintain peace and security often took
the form of preventive diplomacy and peacekeeping. In the post-Cold War
period, appeals to the UN for peacekeeping and related activities
increased dramatically, and new threats to international peace and
security were confronted, including AIDS and international terrorism.
Notwithstanding the primary role of the Security Council, the UN
Charter provides for the participation of the General Assembly and
nonmember states in security issues. Any state, whether it is a member
of the UN or not, may bring any dispute or situation that endangers
international peace and security to the attention of the Security
Council or the General Assembly. The Charter authorizes the General
Assembly to “discuss any questions relating to the maintenance of
international peace and security” and to “make recommendations with
regard to any such questions to the state or states concerned or to the
Security Council or to both.” This authorization is restricted by the
provision that, “while the Security Council is exercising in respect of
any dispute or situation the functions assigned to it in the present
Charter, the General Assembly shall not make any recommendation with
regard to that dispute or situation unless the Security Council so
requests.” By the “Uniting for Peace” resolution of November 1950,
however, the General Assembly granted to itself the power to deal with
threats to the peace if the Security Council fails to act after a veto
by a permanent member. Although these provisions grant the General
Assembly a broad secondary role, the Security Council can make decisions
that bind all members, whereas the General Assembly can make only
recommendations.
Peacekeeping, peacemaking, and peace building
International armed forces were first used in 1948 to observe
cease-fires in Kashmir and Palestine. Although not specifically
mentioned in the UN Charter, the use of such forces as a buffer between
warring parties pending troop withdrawals and negotiations—a practice
known as peacekeeping—was formalized in 1956 during the Suez Crisis
between Egypt, Israel, France, and the United Kingdom. Peacekeeping
missions have taken many forms, though they have in common the fact that
they are designed to be peaceful, that they involve military troops from
several countries, and that the troops serve under the authority of the
UN Security Council. In 1988 the UN Peacekeeping Forces were awarded the
Nobel Prize for Peace.
During the Cold War, so-called first-generation, or “classic,”
peacekeeping was used in conflicts in the Middle East and Africa and in
conflicts stemming from decolonization in Asia. Between 1948 and 1988
the UN undertook 13 peacekeeping missions involving generally lightly
armed troops from neutral countries other than the permanent members of
the Security Council—most often Canada, Sweden, Norway, Finland, India,
Ireland, and Italy. Troops in these missions, the so-called “Blue
Helmets,” were allowed to use force only in self-defense. The missions
were given and enjoyed the consent of the parties to the conflict and
the support of the Security Council and the troop-contributing
countries.
With the end of the Cold War, the challenges of peacekeeping became
more complex. In order to respond to situations in which internal order
had broken down and the civilian population was suffering,
“second-generation” peacekeeping was developed to achieve multiple
political and social objectives. Unlike first-generation peacekeeping,
second-generation peacekeeping often involves civilian experts and
relief specialists as well as soldiers. Another difference between
second-generation and first-generation peacekeeping is that soldiers in
some second-generation missions are authorized to employ force for
reasons other than self-defense. Because the goals of second-generation
peacekeeping can be variable and difficult to define, however, much
controversy has accompanied the use of troops in such missions.
In the 1990s, second-generation peacekeeping missions were undertaken
in Cambodia (1991–93), the former Yugoslavia (1992–95), Somalia
(1992–95), and elsewhere and included troops from the permanent members
of the Security Council as well as from the developed and developing
world (e.g., Australia, Pakistan, Ghana, Nigeria, Fiji, India). In the
former Yugoslav province of Bosnia and Herzegovina, the Security Council
created “safe areas” to protect the predominantly Bosniac (Bosnian
Muslim) population from Serbian attacks, and UN troops were authorized
to defend the areas with force. In each of these cases, the UN reacted
to threats to peace and security within states, sometimes taking sides
in domestic disputes and thus jeopardizing its own neutrality. Between
1988 and 2000 more than 30 peacekeeping efforts were authorized, and at
their peak in 1993 more than 80,000 peacekeeping troops representing 77
countries were deployed on missions throughout the world. In the first
years of the 21st century, annual UN expenditures on peacekeeping
operations exceeded $2 billion.
In addition to traditional peacekeeping and preventive diplomacy, in
the post-Cold War era the functions of UN forces were expanded
considerably to include peacemaking and peace building. (Former UN
secretary-general Boutros Boutros-Ghali described these additional
functions in his reports An Agenda for Peace [1992] and Supplement to an
Agenda for Peace [1995].) For example, since 1990 UN forces have
supervised elections in many parts of the world, including Nicaragua,
Eritrea, and Cambodia; encouraged peace negotiations in El Salvador,
Angola, and Western Sahara; and distributed food in Somalia. The
presence of UN troops in Yugoslavia during the violent and protracted
disintegration of that country renewed discussion about the role of UN
troops in refugee resettlement. In 1992 the UN created the Department of
Peacekeeping Operations (DPKO), which provides administrative and
technical support for political and humanitarian missions and
coordinates all mine-clearing activities conducted under UN auspices.
The UN’s peacekeeping, peacemaking, and peace-building activities
have suffered from serious logistical and financial difficulties. As
more missions are undertaken, the costs and controversies associated
with them have multiplied dramatically. Although the UN reimburses
countries for the use of equipment, these payments have been limited
because of the failure of many member states to pay their UN dues.
Sanctions and military action
By subscribing to the Charter, all members undertake to place at the
disposal of the Security Council armed forces and facilities for
military sanctions against aggressors or disturbers of the peace. During
the Cold War, however, no agreements to give this measure effect were
concluded. Following the end of the Cold War, the possibility of
creating permanent UN forces was revived.
During the Cold War the provisions of chapter 7 of the UN Charter
were invoked only twice with the support of all five permanent Security
Council members—against Southern Rhodesia in 1966 and against South
Africa in 1977. After fighting broke out between North and South Korea
in June 1950, the United States obtained a Security Council resolution
authorizing the use of force to support its ally, South Korea, and turn
back North Korean forces. Because the Soviet Union was at the time
boycotting the Security Council over its refusal to seat the People’s
Republic of China, there was no veto of the U.S. measure. As a result, a
U.S.-led multinational force fought under the UN banner until a
cease-fire was reached on July 27, 1953.
The Security Council again voted to use UN armed forces to repel an
aggressor following the August 1990 invasion of Kuwait by Iraq. After
condemning the aggression and imposing economic sanctions on Iraq, the
council authorized member states to use “all necessary means” to restore
“peace and security” to Kuwait. The resulting Persian Gulf War lasted
six weeks, until Iraq agreed to comply with UN resolutions and withdraw
from Kuwait. The UN continued to monitor Iraq’s compliance with its
resolutions, which included the demand that Iraq eliminate its weapons
of mass destruction. In accordance with this resolution, the Security
Council established a UN Special Mission (UNSCOM) to inspect and verify
Iraq’s implementation of the cease-fire terms. The United States,
however, continued to bomb Iraqi weapons installations from time to
time, citing Iraqi violations of “no-fly” zones in the northern and
southern regions of the country, the targeting of U.S. military aircraft
by Iraqi radar, and the obstruction of inspection efforts undertaken by
UNSCOM.
The preponderant role of the United States in initiating and
commanding UN actions in Korea in 1950 and the Persian Gulf in 1990–91
prompted debate over whether the requirements and spirit of collective
security could ever be achieved apart from the interests of the most
powerful countries and without U.S. control. The continued U.S. bombing
of Iraq subsequent to the Gulf War created further controversy about
whether the raids were justified under previous UN Security Council
resolutions and, more generally, about whether the United States was
entitled to undertake military actions in the name of collective
security without the explicit approval and cooperation of the UN.
Meanwhile some military personnel and members of the U.S. Congress
opposed the practice of allowing U.S. troops to serve under UN command,
arguing that it amounted to an infringement of national sovereignty.
Still others in the United States and western Europe urged a closer
integration of United States and allied command structures in UN
military operations.
In order to assess the UN’s expanded role in ensuring international
peace and security through dispute settlement, peacekeeping, peace
building, and enforcement action, a comprehensive review of UN Peace
Operations was undertaken. The resulting Brahimi Report (formally the
Report of the Panel on United Nations Peace Operations), issued in 2000,
outlined the need for strengthening the UN’s capacity to undertake a
wide variety of missions. Among the many recommendations of the report
was that the UN maintain brigade-size forces of 5,000 troops that would
be ready to deploy in 30 to 90 days and that UN headquarters be staffed
with trained military professionals able to use advanced information
technologies and to plan operations with a UN team including political,
development, and human rights experts.
Arms control and disarmament
The UN’s founders hoped that the maintenance of international peace
and security would lead to the control and eventual reduction of
weapons. Therefore the Charter empowers the General Assembly to consider
principles for arms control and disarmament and to make recommendations
to member states and the Security Council. The Charter also gives the
Security Council the responsibility to formulate plans for arms control
and disarmament. Although the goal of arms control and disarmament has
proved elusive, the UN has facilitated the negotiation of several
multilateral arms control treaties.
Because of the enormous destructive power realized with the
development and use of the atomic bomb during World War II, the General
Assembly in 1946 created the Atomic Energy Commission to assist in the
urgent consideration of the control of atomic energy and in the
reduction of atomic weapons. The United States promoted the Baruch Plan,
which proposed the elimination of existing stockpiles of atomic bombs
only after a system of international control was established and
prohibited veto power in the Security Council on the commission’s
decisions. The Soviet Union, proposing the Gromyko Plan, wanted to
ensure the destruction of stockpiles before agreeing to an international
supervisory scheme and wanted to retain Security Council veto power over
the commission. The conflicting positions of the two superpowers
prevented agreement on the international control of atomic weapons and
energy.
In 1947 the Security Council organized the Commission for
Conventional Armaments to deal with armaments other than weapons of mass
destruction, but progress on this issue also was blocked by disagreement
between the Soviet Union and the Western powers. As a result, in 1952
the General Assembly voted to replace both of these commissions with a
new Disarmament Commission. Consisting of the members of the Security
Council and Canada, this commission was directed to prepare proposals
that would regulate, limit, and balance reduction of all armed forces
and armaments; eliminate all weapons of mass destruction; and ensure
international control and use of atomic energy for peaceful purposes
only. After five years of vigorous effort and little progress, in 1957
the International Atomic Energy Agency was established to promote the
peaceful uses of atomic energy.
In 1961 the General Assembly adopted a resolution declaring the use
of nuclear or thermonuclear weapons to be contrary to international law,
to the UN Charter, and to the laws of humanity. Two years later, on
August 5, 1963, the Nuclear Test-Ban Treaty was signed by the Soviet
Union, the United Kingdom, and the United States. The treaty—to which
more than 150 states later adhered—prohibited nuclear tests or
explosions in the atmosphere, in outer space, and underwater. In 1966
the General Assembly unanimously approved a treaty prohibiting the
placement of weapons of mass destruction in orbit, on the Moon, or on
other celestial bodies and recognizing the use of outer space
exclusively for peaceful purposes.
In June 1968 the Assembly approved the Treaty on the
Non-Proliferation of Nuclear Weapons, which banned the spread of nuclear
weapons from nuclear to nonnuclear powers; enjoined signatory nonnuclear
powers, in exchange for technical assistance in developing nuclear power
for “peaceful purposes,” not to develop or deploy nuclear weapons; and
committed the nuclear powers to engage in measures of disarmament. The
treaty represented a significant commitment on the part of more than 140
(now 185) signatory powers to control nuclear weapons proliferation;
nevertheless, for many years the treaty, which went into effect in 1970,
was not ratified by significant nuclear powers (including China and
France) and many “near-nuclear” states (including Argentina, Brazil,
Egypt, Israel, Pakistan, and South Africa). Some of these states signed
the treaty in the early 1990s: South Africa signed in 1991, followed by
France and China in 1992.
The UN has been active in attempting to eliminate other weapons of
mass destruction of a variety of types and in a variety of contexts. In
1970 the General Assembly approved a treaty banning the placement of
weapons of mass destruction on the seabed. A convention prohibiting the
manufacture, stockpiling, and use of biological weapons was approved by
the Assembly in 1971 and took effect in 1975, though many states have
never acceded to it. In 1991 the UN General Assembly passed a resolution
on the registration of conventional arms that required states to submit
information on major international arms transfers. During the first
several years of the registry, fewer than half of the UN’s members
submitted the required information; by 2000 about three-fifths of
governments filed annual reports. In 1993 the Chemical Weapons
Convention, which prohibited the development, production, stockpiling,
and use of chemical weapons and called for the destruction of existing
stockpiles within 10 years, was opened for signature. In 1996 the
Comprehensive Nuclear-Test-Ban Treaty, which prohibited the testing of
nuclear weapons, was signed—though it has not yet entered into force—and
two years later a treaty banning the production and export of
antipersonnel land mines (Convention on the Prohibition of the Use,
Stockpiling, Production and Transfer of Anti-Personnel Mines and on
Their Destruction) was concluded. Despite international pressure, the
United States refused to sign both the test ban and the land mine
agreements.
Many negotiations on disarmament have been held in Geneva.
Negotiations have been conducted by the Ten-Nation Committee on
Disarmament (1960); the Eighteen-Nation Committee on Disarmament
(1962–68); the Conference of the Committee on Disarmament (1969–78); and
the Disarmament Commission (1979– ), which now has more than 65
countries as members. Three special sessions of the General Assembly
have been organized on disarmament, and, though the General Assembly
sessions have produced little in the way of substantive agreements, they
have served to focus public attention on the issue. In other forums,
significant progress has been made on limiting specific types of
armaments, such as bacteriologic, chemical, nuclear, and toxic weapons.
Karen Mingst
Economic welfare and cooperation
The General Assembly, ECOSOC, the Secretariat, and many of the
subsidiary organs and specialized agencies are responsible for promoting
economic welfare and cooperation in areas such as postwar
reconstruction, technical assistance, and trade and development.
Economic reconstruction
The devastation of large areas of the world and the disruption of
economic relations during World War II resulted in the establishment
(before the UN was founded) of the United Nations Relief and
Rehabilitation Administration (UNRRA) in 1943. The UNRRA was succeeded
by the International Refugee Organization, which operated from 1947 to
1951. To assist in dealing with regional problems, in 1947 ECOSOC
established the Economic Commission for Europe and the Economic
Commission for Asia and the Far East. Similar commissions were
established for Latin America in 1948 and for Africa in 1958. The major
work of economic reconstruction, however, was delegated to the
International Bank for Reconstruction and Development (World Bank), one
of the major financial institutions created in 1944 at the UN Monetary
and Financial Conference (commonly known as the Bretton Woods
Conference). Although the World Bank is formally autonomous from the UN,
it reports to ECOSOC as one of the UN’s specialized agencies. The World
Bank works closely with donor countries, UN programs, and other
specialized agencies.
Financing economic development
The World Bank is also primarily responsible for financing economic
development. In 1956 the International Finance Corporation was created
as an arm of the World Bank specifically to stimulate private investment
flows. The corporation has the authority to make direct loans to private
enterprises without government guarantees and is allowed to make loans
for other than fixed returns. In 1960 the International Development
Association (IDA) was established to make loans to less-developed
countries on terms that were more flexible than bank loans.
The UN itself has played a more limited role in financing economic
development. The General Assembly provides direction and supervision for
economic activities, and ECOSOC coordinates different agencies and
programs. UN development efforts have consisted of two primary
activities. First, several regional commissions (for Europe, Asia and
the Pacific, Latin America, and Africa) promote regional approaches to
development and undertake studies and development initiatives for
regional economic projects. Second, UN-sponsored technical assistance
programs, funded from 1965 through the United Nations Development
Programme (UNDP), provide systematic assistance in fields essential to
technical, economic, and social development of less-developed countries.
Resident representatives of the UNDP in recipient countries assess local
needs and priorities and administer UN development programs.
Trade and development
After the massive decolonization of the 1950s and early 1960s,
less-developed countries became much more numerous, organized, and
powerful in the General Assembly, and they began to create organs to
address the problems of development and diversification in developing
economies. Because the international trading system and the General
Agreements on Tariffs and Trade dealt primarily with the promotion of
trade between advanced industrialized countries, in 1964 the General
Assembly established the United Nations Conference on Trade and
Development (UNCTAD) to address issues of concern to developing
countries. Toward that end, UNCTAD and the Group of 77 less-developed
countries that promoted its establishment tried to codify principles of
international trade and arrange agreements to stabilize commodity
prices.
UNCTAD discussions resulted in agreements on a Generalized System of
Preferences, providing for lower tariff rates for some exports of poorer
countries, and on the creation of a Common Fund to help finance buffer
stocks for commodity agreements. UNCTAD also has discussed questions
related to shipping, insurance, commodities, the transfer of technology,
and the means for assisting the exports of developing countries.
The less-developed countries attempted a more concerted and
wide-ranging effort to redistribute wealth and economic opportunities
through demands for a New International Economic Order, made in 1974 by
the Group of 77 (which had become a permanent group representing the
interests of less-developed states in the UN and eventually came to
include more than 120 states). Encouraged by the successful
demonstration of economic power by the oil-producing countries during
the embargo of 1973–74, developing states demanded greater opportunities
for development finance, an increase in the percentage of gross national
product allocated by the advanced industrialized states to foreign aid,
and greater participation in the specialized agencies created to deal
with monetary and development issues, including the World Bank and the
IMF. These demands resulted in limited modification of aid flows and of
the practices of specialized agencies and produced much greater debate
and publicity surrounding development issues. Following the East Asian
financial crisis of the late 1990s, UNCTAD and other UN agencies took
part in discussions aimed at creating a new international financial
architecture designed to control short-term capital flows.
Social welfare and cooperation
The United Nations is concerned with issues of human rights,
including the rights of women and children, refugee resettlement, and
narcotics control. Some of its greatest successes have been in the area
of improving the health and welfare of the world’s population. In the
1990s, despite severe strains on the resources of UN development
programs and agencies resulting from massive refugee movements and
humanitarian crises, the UN increased its emphasis on social
development.
Refugees
After World War II the International Refugee Organization
successfully resettled, repatriated, transported, and maintained more
than one million European and Asian refugees. It was abolished in 1952
and replaced by a new international refugee structure. In 1951 ECOSOC
drew up, and the General Assembly approved, a Convention Relating to the
Status of Refugees. The United Nations High Commissioner for Refugees (UNHCR)
was then appointed and directed to act under this convention, and ECOSOC
appointed an Advisory Commission to assist the high commissioner.
The work of the UNHCR has become increasingly important since the
late 1980s, involving major relief operations in Africa, Asia
(particularly Southeast and Central Asia), Central America, western and
central Europe, and the Balkans. At the end of the 1990s approximately
20 million people had been forced to migrate or had fled oppression,
violence, and starvation. The UNHCR works in more than 120 countries and
cooperates with more than 450 NGOs to provide relief and to aid in
resettlement. For its services on behalf of refugees, the Office of the
UNHCR was awarded the Nobel Prize for Peace in 1954 and 1981.
A separate organization, the United Nations Relief and Works Agency
for Palestine Refugees in the Near East (UNRWA), administers aid to
refugees in the Middle East.
Human rights
Unlike the League of Nations, the United Nations incorporated the
principle of respect for human rights into its Charter, affirming
respect for human rights and for fundamental freedoms for all without
regard to race, sex, language, or religion. According to the Charter,
the General Assembly is charged with initiating studies and making
recommendations, and ECOSOC is responsible for establishing commissions
to fulfill this purpose. Consequently, the Commission on Human Rights,
originally chaired by Eleanor Roosevelt, was created in 1946 to develop
conventions on a wide range of issues, including an international bill
of rights, civil liberties, the status of women (for which there is now
a separate commission), freedom of information, the protection of
minorities, the prevention of discrimination on the grounds of race,
sex, language, or religion, and any other human rights concerns. The
commission prepared the nonbinding Universal Declaration of Human
Rights, which was adopted by the General Assembly in 1948.
After the declaration, the commission began drafting two covenants,
one on civil and political rights and another on economic and cultural
rights. Differences in economic and social philosophies hampered efforts
to reach agreement, but the General Assembly eventually adopted the
International Covenant on Economic, Social and Cultural Rights and the
International Covenant on Civil and Political Rights in 1966. The
covenants, which entered into force in 1976, are known collectively,
along with the Universal Declaration of Human Rights, as the
international bill of rights. Although all countries have stated support
for the 1948 declaration, not all observe or have ratified the two
covenants. In general, Western countries have favoured civil and
political rights (rights to life, liberty, freedom from slavery and
arbitrary arrest, freedom of opinion and peaceful assembly, and the
right to vote), and developing countries have stressed economic and
cultural rights such as the rights to employment, shelter, education,
and an adequate standard of living.
The Commission on Human Rights and its subcommission meet annually in
Geneva to consider a wide range of human rights issues. Human rights
violations are investigated by a Human Rights Committee set up according
to the provisions of the International Covenant on Civil and Political
Rights. The commission and subcommission also carry out special
responsibilities delegated by the General Assembly or by ECOSOC. The
commission and subcommission have strengthened human rights norms and
expanded the range of recognized rights, in part by drafting additional
conventions on matters such as women’s rights, racial discrimination,
torture, labour laws, apartheid, and the rights of indigenous peoples.
In particular, the UN has acted to strengthen recognition of the
rights of women and children. It established a special Convention on the
Elimination of All Forms of Discrimination Against Women, which was
approved in 1979 and has been ratified by some 170 countries, and the
1989 Convention on the Rights of the Child, which has been ratified by
more than 190 countries. In 1995 the Fourth World Conference on Women,
held in Beijing, developed a Platform for Action to recognize women’s
rights and improve women’s livelihood worldwide, and follow-up meetings
monitored progress toward meeting these goals. UNIFEM, the United
Nations Development Fund for Women, has worked since 1995 to implement
the Beijing Platform for Action.
The UN, through special rapporteurs and working groups, monitors
compliance with human rights standards. In 1993 the General Assembly
established the post of United Nations High Commissioner for Human
Rights (UNHCHR), which is the focal point within the UN Secretariat for
human rights activity.
Control of narcotics
The Commission on Narcotic Drugs was authorized by the General
Assembly in 1946 to assume the functions of the League of Nations
Advisory Committee on Traffic in Opium and Other Dangerous Drugs. In
addition to reestablishing the pre-World War II system of narcotics
control, which had been disrupted by the war, the United Nations
addressed new problems resulting from the development of synthetic
drugs. Efforts were made to simplify the system of control by drafting
one convention incorporating all the agreements in force. The UN
established the Office for Drug Control and Crime Prevention (ODCCP) in
1997 to address problems relating to drugs, crime, and international
terrorism.
Health and welfare issues
The UN, through the United Nations Children’s Fund (UNICEF) and
specialized agencies such as the World Health Organization (WHO), works
toward improving health and welfare conditions around the world. UNICEF,
originally called the UN International Children’s Emergency Fund, was
established by the General Assembly in December 1946 to provide for the
needs of children in areas devastated by World War II. UNICEF was made a
permanent UN organization in 1953. Financed largely by the contributions
of member states, it has helped feed children in more than 100
countries, provided clothing and other necessities, and sought to
eradicate diseases such as tuberculosis, whooping cough, and diphtheria.
UNICEF promotes low-cost preventive health care measures for children,
including the breast-feeding of infants and the use of oral rehydration
therapy to treat diarrhea, the major cause of death in children. UNICEF
has key monitoring responsibilities under the Convention on the Rights
of the Child.
WHO is the primary UN agency responsible for health activities. Among
its major initiatives have been immunization campaigns to protect
populations in the developing world, regulation of the pharmaceutical
industry to control the quality of drugs and to ensure the availability
of lower-cost generics, and efforts to combat the spread of HIV/AIDS.
The UN has responded to the AIDS epidemic through the establishment of
UNAIDS, a concerted program of cosponsoring agencies, including UNICEF,
WHO, UNDP, UNESCO, and the World Bank. UNAIDS is the leading advocate of
global action on AIDS, supporting programs to prevent transmission of
the disease, providing care for those infected, working to reduce the
vulnerability of specific populations, and alleviating the economic and
social impact of the disease. In 2001 UNAIDS coordinated a General
Assembly special session on the disease.
The environment
In response to growing worldwide concern with environmental issues,
the General Assembly organized the United Nations Conference on the
Human Environment, which was held in Stockholm in 1972 and led to the
creation of the United Nations Environment Programme (UNEP) in the same
year. UNEP has attempted to find solutions to various environmental
problems, including pollution in the Mediterranean Sea; the threat to
aquatic resources posed by human economic activity; deforestation,
desertification, and drought; the depletion of the Earth’s ozone layer
by human-produced chemicals; and global warming. Much disagreement has
arisen regarding the scientific bases of environmental concerns and the
question of how to combine the goals of environmental protection and
development. Although both developed and developing countries recognize
the need to preserve natural resources, developing countries often
charge that the environment has been despoiled primarily by the advanced
industrialized states, whose belated environmental consciousness now
hampers development for other countries. In other instances, developed
countries have objected to the imposition of environmental standards,
fearing that such regulations will hamper economic growth and erode
their standard of living.
UNEP succeeded in establishing, through the General Assembly, a World
Commission on Environment and Development and in 1988 outlined an
environmental program to set priorities for the 1990–95 period.
International conferences, such as the United Nations Conference on
Environment and Development (the “Earth Summit”), held in Rio de Janeiro
in 1992, have continued to focus attention on environmental issues. The
Earth Summit, which was far larger than any previous intergovernmental
global conference, incorporated input from numerous NGOs. It produced a
declaration of principles (the Rio Declaration on Environment and
Development), a plan for the sustainable development of the Earth’s
resources into the 21st century (Agenda 21), and guidelines for the
management, conservation, and sustainable development of forests.
Subsequent UN conferences on social issues continued to incorporate
sustainable development policies into their programs.
Dependent areas
The United Nations has expressed concern for people living in
non-self-governing territories. Most importantly, the UN has affirmed
and facilitated the transition to independence of former colonies. The
anticolonial movement in the UN reached a high point in 1960, when the
General Assembly adopted a resolution sponsored by more than 40 African
and Asian states. This resolution, called the Declaration on the
Granting of Independence to Colonial Countries and Peoples, condemned
“the subjection of peoples to alien subjugation, domination and
exploitation” and declared that “immediate steps shall be taken…to
transfer all powers” to the peoples in the colonies “without any
conditions or reservations, in accordance with their freely expressed
will and desire…in order to enable them to enjoy complete independence
and freedom.” After the decolonization period of the 1950s and ’60s, new
states exerted increasing power and influence, especially in the General
Assembly. With the admission of the new states of Africa and Asia to the
United Nations in the 1960s and ’70s and the end of the Cold War in
1991, politics within the General Assembly and the Security Council
changed as countries formed regional voting blocs to express their
preferences and principles.
UN efforts to gain independence for Namibia from South Africa,
carried out from the 1940s to the ’80s, represent perhaps the most
enduring and concerted attempt by the organization to promote freedom
for a former colony. In 1966 the General Assembly took action to end the
League of Nations mandate for South West Africa, providing for a United
Nations Council for South West Africa in 1967 to take over
administrative responsibilities in the territory and to prepare it for
independence by 1968. South Africa refused to acknowledge the council,
and the General Assembly, secretary-general, and Security Council
continued to exert pressure through the 1970s. In 1978 the General
Assembly adopted a program of action toward Namibian independence, and
the Security Council developed a plan for free elections. In 1988, with
Namibian independence and the departure of Cuban troops from
neighbouring Angola implicitly linked, South Africa finally agreed to
withdraw from Namibia. In the following year a UN force—United Nations
Temporary Auxiliary Group (UNTAG)—supervised elections and assisted in
repatriating refugees. Namibia gained formal independent status in 1990.
Development of international law
The United Nations, like the League of Nations, has played a major
role in defining, codifying, and expanding the realm of international
law. The International Law Commission, established by the General
Assembly in 1947, is the primary institution responsible for these
activities. The Legal Committee of the General Assembly receives the
commission’s reports and debates its recommendations; it may then either
convene an international conference to draw up formal conventions based
on the draft or merely recommend the draft to states. The International
Court of Justice reinforces legal norms through its judgments. The
commission and the committee have influenced international law in
several important domains, including the laws of war, the law of the
sea, human rights, and international terrorism.
The work of the UN on developing and codifying laws of war was built
on the previous accomplishments of the Hague Conventions (1899–1907),
the League of Nations, and the Kellog-Briand Pact (1928). The
organization’s first concern after World War II was the punishment of
suspected Nazi war criminals. The General Assembly directed the
International Law Commission to formulate the principles of
international law recognized at the Nürnberg trials, in which German war
criminals were prosecuted, and to prepare a draft code of offenses
against the peace and security of mankind. In 1950 the commission
submitted its formulation of the Nürnberg principles, which covered
crimes against peace, war crimes, and crimes against humanity. In the
following year the commission presented to the General Assembly its
draft articles, which enumerated crimes against international law,
including any act or threat of aggression, annexation of territory, and
genocide. Although the General Assembly did not adopt these reports, the
commission’s work in formulating the Nürnberg principles influenced the
development of human rights law.
The UN also took up the problem of defining aggression, a task
attempted unsuccessfully by the League of Nations. Both the
International Law Commission and the General Assembly undertook
prolonged efforts that eventually resulted in agreement in 1974. The
definition of aggression, which passed without dissent, included
launching military attacks, sending armed mercenaries against another
state, and allowing one’s territory to be used for perpetrating an act
of aggression against another state. In 1987 the General Assembly
adopted a series of resolutions to strengthen legal norms in favour of
the peaceful resolution of disputes and against the use of force.
The UN has made considerable progress in developing and codifying the
law of the sea as well. The International Law Commission took up the law
of the sea as one of its earliest concerns, and in 1958 and 1960,
respectively, the General Assembly convened the First and the Second
United Nations Conferences on the Law of the Sea (UNCLOS). The initial
conference approved conventions on the continental shelf, fishing, the
high seas, and territorial waters and contiguous zones, all of which
were ratified by the mid-1960s. During the 1970s it came to be accepted
that the deep seabed is the “common heritage of mankind” and should be
administered by an international authority. In 1973 the General Assembly
called UNCLOS III to discuss the conflicting positions on this issue as
well as on issues relating to navigation, pollution, and the breadth of
territorial waters. The resulting Law of the Sea Treaty (1982) has been
ratified by some 140 countries. The original treaty was not signed by
the United States, which objected to the treaty’s restrictions on seabed
mining. The United States signed a revised treaty after a compromise was
reached in 1994, though the agreement has yet to be ratified by the U.S.
Senate.
The UN has worked to advance the law of treaties and the laws
regulating relations between states. In 1989 the General Assembly passed
a resolution declaring 1990–99 the UN Decade of International Law, to be
dedicated to promoting acceptance and respect for the principles and
institutions of international law. In 1992 the General Assembly directed
the International Law Commission to prepare a draft statute for an
International Criminal Court. The Rome Statute of the International
Criminal Court (ICC) was adopted in July 1998 and later signed by more
than 120 countries. The ICC, which is to be located at The Hague upon
the ratification of the statute by at least 60 signatory countries, has
jurisdiction over crimes against humanity, crimes of genocide, war
crimes, and crimes of aggression, pending an acceptable definition of
that term. Under the terms of the convention, no person age 18 years or
older is immune from prosecution, including presidents or heads of
state.
Since 1963 the United Nations has been active in developing a legal
framework for combating international terrorism. The General Assembly
and specialized agencies such as the International Civil Aviation
Organization and the International Atomic Energy Agency established
conventions on issues such as offenses committed on aircraft, acts
jeopardizing the safety of civil aviation, the unlawful taking of
hostages, and the theft or illegal transfer of nuclear weapons
technology. In 2001, in the wake of devastating terrorist attacks that
killed thousands in the United States, the General Assembly’s Ad Hoc
Committee on Terrorism continued work on a comprehensive convention for
the suppression of terrorism.
Assessment
The United Nations is the only global international organization
that serves multiple functions in international relations. The UN was
designed to ensure international peace and security, and its founders
realized that peace and security could not be achieved without attention
to issues of rights—including political, legal, economic, social,
environmental, and individual. Yet the UN has faced difficulties in
achieving its goals, because its organizational structure still reflects
the power relationships of the immediate post-1945 world, despite the
fact that the world has changed dramatically—particularly with respect
to the post-Cold War relationship between the United States and Russia
and the dramatic increase in the number of independent states. The UN is
a reflection of the realities of international politics, and the world’s
political and economic divisions are revealed in the voting arrangements
of the Security Council, the blocs and cleavages of the General
Assembly, the different viewpoints within the Secretariat, the divisions
present at global conferences, and the financial and budgetary
processes.
Despite its intensively political nature, the UN has transformed
itself and some aspects of international politics. Decolonization was
successfully accomplished, and the many newly independent states joined
the international community and have helped to shape a new international
agenda. The UN has utilized Charter provisions to develop innovative
methods to address peace and security issues. The organization has tried
new approaches to economic development, encouraging the establishment of
specialized organizations to meet specific needs. It has organized
global conferences on urgent international issues, thereby placing new
issues on the international agenda and allowing greater participation by
NGOs and individuals.
Notwithstanding its accomplishments, the United Nations still
operates under the basic provision of respect for national sovereignty
and noninterference in the domestic affairs of states. The norm of
national sovereignty, however, runs into persistent conflict with the
constant demand by many in the international community that the UN take
a more active role in combating aggression and alleviating international
problems. For example, the United States appealed to the issue of
national sovereignty to justify its opposition to the Convention on the
Rights of the Child and the International Criminal Court. Thus it is
likely that the UN will continue to be seen by its critics as either too
timid or too omnipotent as it is asked to resolve the most pressing
problems faced by the world’s most vulnerable citizens.
Cecelia M. Lynch
Karen Mingst
Ed.
Encyclopaedia Britannica